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Q 12 of 12511 answered · 9%
3:42:08
12OF 125

A customer purchases 100 shares of XYZ common stock at $42 per share. The stock pays a quarterly dividend of $0.35 per share. What is the current yield on this investment?

A0.83%
B3.33%
C8.33%
D1.40%
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Correct (97)
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Q14 — IncorrectOptions

An investor buys 1 XYZ Jan 50 call at $3. At expiration XYZ is at $54. What is the profit or loss?

BProfit of $300Your answer
DProfit of $100

Explanation: The call is exercised at $50, buying stock worth $54 — a $4 gain per share ($400), minus the $3 premium ($300) = $100 profit.

Q22 — CorrectDebt Securities

A bond with a 6% coupon trades at a premium. Its current yield is most likely:

BLess than 6%

Every question reviewed with the correct answer highlighted and a full explanation

Results & Category Breakdown

65%

Not Quite — Keep Going!

81 of 125 correct

9 more correct answers needed to pass

0%Passing: 72%100%

81/125

Correct

44/125

Incorrect

1m 42s

Avg time/Q

8

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Score by Category

StrongNeeds workFocus here
Margin Accounts4/12 · 33%
Options9/16 · 56%
Municipal Securities9/14 · 64%
Debt Securities13/18 · 72%
Equity Securities16/20 · 80%

Study Recommendations

Focus on these 3 areas before your next attempt.

1
Margin Accounts33% · critical

Review margin requirements, Reg T, maintenance calls, and buying power calculations.

2
Options56% · needs work

Practice options strategies: calls, puts, spreads, straddles, and max gain/loss calculations.

3
Municipal Securities64% · needs work

Study muni bond types, tax treatment, and suitability rules.

Review 8 flagged questions →

Deep-Dive Analytics

Weak Areas — Focus Here First

Margin Accounts

Scored 33% — critical gap, prioritize immediately

33%

Options

Scored 56% — needs significant improvement

56%

Municipal Securities

Scored 64% — needs work before the real exam

64%
Equity Securities ✓Debt Securities ✓

Green, orange, and red show exactly where to focus your study time

Available Practice Exams

Each exam is built from real exam content areas and includes detailed explanations for every question.

125 Questions$47

Series 7 Practice Exam

125 questions across 6 topic areas: equity securities, debt securities, options, customer accounts, regulations, and suitability. Includes full explanations and category score breakdown.

Topics Covered

  • Equity Securities
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  • Options
  • Customer Accounts
  • Regulations
  • Suitability
75 Questions$47

SIE Practice Exam

75 questions across 4 content areas: capital markets, products and risks, trading and customers, and prohibited activities. Includes full explanations and category score breakdown.

Topics Covered

  • Capital Markets
  • Products & Risks
  • Trading & Customers
  • Prohibited Activities
50 Questions$47

Series 6 Practice Exam

50 questions across 4 topic areas: investment company products, variable contracts, retirement plans, and regulations. Includes full explanations and category score breakdown.

Topics Covered

  • Investment Company Products
  • Variable Contracts
  • Retirement Plans
  • Regulations
60 Questions$47

Series 63 Practice Exam

60 questions across 4 topic areas: the Uniform Securities Act, state regulations, agent registration, and prohibited practices. Includes full explanations and category score breakdown.

Topics Covered

  • Uniform Securities Act
  • State Regulations
  • Agent Registration
  • Prohibited Practices
130 Questions$47

Series 65 Practice Exam

130 questions across 4 topic areas: investment adviser law, economics, portfolio management, and ethics. Includes full explanations and category score breakdown.

Topics Covered

  • Investment Adviser Law
  • Economics
  • Portfolio Management
  • Ethics
100 Questions$47

Series 66 Practice Exam

100 questions across 4 topic areas: state securities law, investment adviser regulations, ethics, and portfolio concepts. Combines Series 63 and Series 65 content. Includes full explanations and category score breakdown.

Topics Covered

  • State Securities Law
  • Investment Adviser Regulations
  • Ethics
  • Portfolio Concepts

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Why Practice Exams Matter

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Identify Weak Areas

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2

Build Test Confidence

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3

Reinforce Learning

Detailed explanations for every question help you understand the reasoning, not just the answer.

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